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Canadian securities regulation. Canadian securities regulation is managed through the laws and agencies established by Canada 's 10 provincial and 3 territorial governments. Each province and territory has a securities commission or equivalent authority with its own provincial or territorial legislation. [citation needed] Unlike other major ...
Website. www .thecse .com. Canadian Securities Exchange ( CSE ), operated by CNSX Inc., is a stock exchange domiciled in Canada. When recognized by the Ontario Securities Commission in 2004, CSE was the first new exchange approved in Ontario in 70 years. [4] [5] The CSE is a rapidly growing stock exchange focused on working with entrepreneurs ...
The Toronto Stock Exchange ( TSX; French: Bourse de Toronto) is a stock exchange located in Toronto, Ontario, Canada. It is the 10th largest exchange in the world and the third largest in North America based on market capitalization. Based in the EY Tower in Toronto's Financial District, the TSX is a wholly owned subsidiary of the TMX Group for ...
The broker provides access to markets in 34 countries, including Canada, Mexico, the U.K., Germany and Japan. The broker is well regarded for its trade execution, its trading platform and its low ...
e. A stockbroker is an individual or company that buys and sells stocks and other investments for a financial market participant in return for a commission, markup, or fee. In most countries they are regulated as a broker or broker-dealer and may need to hold a relevant license and may be a member of a stock exchange.
241 (August 2022) [ 1] Website. www .cboe .ca. Cboe Canada (formerly NEO Exchange) is a stock exchange based in Toronto. [ 2] Part of the Cboe Global Markets network, the exchange has over 260 listings for public companies, exchange-traded funds (ETFs), Canadian Depositary Receipts (CDRs), Special Purpose Acquisition Companies (SPACs), and ...
TMX Group. TMX Group offices at 130 King Street West in Toronto, Ontario, Canada. TMX Group Limited is a Canadian financial services company that operates equities, fixed income, derivatives, and energy markets exchanges. The company provides services encompassing listings, trading, clearing, settling and depository facilities, information ...
Website. rbccm .com. RBC Capital Markets is a global investment bank providing services in banking, finance, and capital markets to corporations, institutional investors, asset managers, and governments globally. Locations span 58 offices in 14 countries [1] across North America, the UK, Europe, and the Asia-Pacific region.