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  2. Prominent leader of financial services watchdog resigns after ...

    www.aol.com/finance/prominent-leader-financial...

    The FDIC reported it had 92 harassment complaints between 2015 and 2023, and none resulted in a termination, reduction in pay or rank, or discipline more serious than a suspension, according to ...

  3. Investor relations - Wikipedia

    en.wikipedia.org/wiki/Investor_relations

    Investor relations (IR) is a "strategic management responsibility that is capable of integrating finance, communication, marketing and securities law compliance to enable the most effective two-way communication between a company, the financial community, and other constituencies, which ultimately contributes to a company's securities achieving fair valuation."

  4. Investor–state dispute settlement - Wikipedia

    en.wikipedia.org/wiki/Investor–state_dispute...

    Investor–state dispute settlement ( ISDS ), or an investment court system ( ICS ), is a set of rules through which states ( sovereign nations) can be sued by foreign investors for certain state actions affecting the foreign direct investments (FDI) of that investor. This most often takes the form of international arbitration between the ...

  5. Financial Ombudsman Service - Wikipedia

    en.wikipedia.org/wiki/Financial_Ombudsman_Service

    The Financial Ombudsman Service is an ombudsman in the United Kingdom.It was established in 2000, and given statutory powers in 2001 by the Financial Services and Markets Act 2000, to help settle disputes between consumers and UK-based businesses providing financial services, such as banks, building societies, insurance companies, investment firms, financial advisers and finance companies.

  6. Securities Class Action - Wikipedia

    en.wikipedia.org/wiki/Securities_Class_Action

    Securities Class Action. A securities class action ( SCA ), or securities fraud class action, is a lawsuit filed by investors who bought or sold a company's publicly traded securities within a specific period of time (known as a “class period”) and suffered economic injury as a result of violations of the securities laws .

  7. Stock exchanges told to improve how they deal with outages

    www.aol.com/news/stock-exchanges-told-improve...

    Stock exchanges and other trading platforms should draw up and make public plans for dealing with outages to provide greater predictability for customers, global securities watchdog IOSCO said on ...

  8. Impossible Foods CEO's message to BBQing investors: 'We ... - AOL

    www.aol.com/finance/impossible-foods-ceos...

    In January 2023, Impossible Foods laid off about 20% of its workforce. Retail plant-based food dollar sales reached $8.1 billion in 2023, down from $8.2 billion in 2022, according to a report from ...

  9. Jefferies Group - Wikipedia

    en.wikipedia.org/wiki/Jefferies_Group

    Jefferies Group LLC is an American multinational independent investment bank and financial services company that is headquartered in New York City. The firm provides clients with capital markets and financial advisory services, institutional brokerage, securities research, and asset management. This includes mergers and acquisitions ...